known to have Type 2 diabetes. appears to be relatively very low needs of people with diabetes in Ethiopia and report on a …
Chapter 31
Diabetes in African Americans
Eugene S Tull, DrPH; and Jeffrey M Roseman, MD, PhD, MPH
SUMMARY
A
mong US black children age 15 years, estimates of insulin-dependent diabetes mellitus IDDM incidence from population registries range from 33 to 118 per 100,000 per year The almost fourfold variation in IDDM incidence may result from differential exposure to etiologic agents, differences in susceptibility due to white genetic admixture, and differing genetic and autoimmune phenomena including HLA, islet cell antibodies, and frequency of Asp-57 In contrast to diabetes in adults, the incidence of diabetes in children predominantly IDDM is lower in black than in white Americans Rates for white American children are nearly twice as high as in blacks, ranging from 138 to 169 per 100,000 per year Based on the 1993 National Health Interview Survey NHIS, the prevalence of known, physician-diagnosed diabetes among African Americans is 37, rising from 13 at age 0-45 years to 174 at age 65-74
years The rate of diabetes in blacks has tripled during the past 30 years Prevalence of diagnosed diabetes in adults is now 14 times as frequent in blacks as in whites This excess occurs for
both black men and black women Approximately 13 million African Americans have been diagnosed as having diabetes In addition, based on the 1976-80 Second National Health and Nutrition Examination Survey NHANES II, approximately half of both black and white adults who meet diagnostic criteria for non-insulin-dependent diabetes mellitus NIDDM are undiagnosed The frequency of diabetes in black adults is influenced by the same factors that are associated with NIDDM in other populations, including obesity, physical inactivity, insulin resistance, and genetic factors Data on the frequency of diabetes complications in African Americans are limited but suggest that this population experiences considerable morbidity and excess frequency of many diabetic complications
INTRODUCTION
black Caribbean populations are provided
CLASSIFICATION OF DIABETES
In recent years, there has been much concern about the excess frequency and complications from diabetes in minority populations in the United States In 1986, a Task Force on Black and Minority Health called attention to limitations in knowledge about diabetes in minorities and the need for increased research and intervention to
reduce the excess burden of diabetes in these groups1 In this chapter, data on the frequency of diabetes and associated risk factors in the black population of the United States are reviewed and implications for this ethnic group are discussed The African-American population includes many individuals who have immigrated to the United States from other parts of the Americas, particularly the Caribbean, for whom little is known of their diabetes status Thus, whenever possible, data on diabetes in
613
Epidemiological studies conducted to assess the impact of diabetes in black populations have examined a number of syndromes of glucose intolerance, some of which appear to be more common in black than in white Americans These include NIDDM, the major form of diabetes affecting all populations in the United States, IDDM, impaired glucose tolerance IGT, gestational diabetes mellitus GDM, and the malnutrition-related diabetes subtypes described by the World Health Organization WHO 2 as proteindeficient pancreatic diabetes PDPD and fibrocalculus pancreatic diabetes FCPD Other atypical diabetes syndromes characterized by
Table 311
Diagnostic Criteria and Description of Diabetes
Subtypes
Type of diabetes Diagnostic criteria Description
NIDDM FPG 140 mg/dl Also termed Type 2 diabetes; 2-hour OGTT 200 mg/dl usually develops after age 40; associated with obesity and family history of diabetes IDDM FPG 140 mg/dl Also termed Type 1 diabetes; 2-hour OGTT 200 mg/dl abrupt symptoms; insulinopenia and ketosis; may have subclinical period lasting many years; associated with HLA and autoimmunity FPG 140 mg/dl Diabetes during pregancy 2-hour OGTT 200 mg/dl with return to normal glucose status after delivery; associated with increased risk of developing NIDDM FPG 140 mg/dl 2-hour OGTT 140-199 mg/dl Increased risk of developing NIDDM; high frequency of cardiovascular risk factors
GDM
are formed by environmental and genetic influences that change throughout history To understand how rates of diabetes vary among African Americans, it is important to examine the historical origins of black populations in the Americas To a great extent, the sociodemographic characteristics that influence diabetes rates in African Americans have been shaped by the dynamics of European colonialization in the Americas African Americans are descended from Africans whose parent populations
were characterized by much cultural and genetic diversity13 The ships that brought Africans to the Americas contained individuals from a variety of ethnic groups of West and Central African origin Figure 31114-16 However, because of the system of slavery, ethnic distinctions did not persist in the New World14 Thus, the AfricanAmerican population became a hybrid population formed from genetic admixture across African ethnic groups and with other racial groups, primarily European and North American Caucasians17 Today, variations in the degree of European admixture exist across African origin populations in the Americas18-20 and by region within the United States17 Similar differences in culture have emerged that contribute to the environmental and lifestyle factors that influence variation in rates of diabetes in African-American populations The African-American population includes many individuals who have immigrated to the United States from other parts of the Americas, among whom cultural beliefs may influence lifestyle factors such as dietary behavior, physical activity patterns, and attitude toward body size and weight
IGT
PDPD
FPG 140 mg/dl Cases present very thin;
resis2-hour OGTT 200 mg/dl tant to ketosis; shows phasic insulin dependence FPG 140 mg/dl Characteristics similar to PDPD but with pancreatic calcification
FCPD
FPG, fasting plasma glucose; OGTT, oral glucose tolerance test; GDM, gestational diabetes mellitus; IGT, impaired glucose tolerance; PDPD, protein-deficient pancreatic diabetes; FCPD, fibrocalculus pancreatic diabetes Diagnostic criteria are those recommended by the World Health Organization; other criteria for GDM more commonly used in the US are based on a 3-hour OGTT and are described in Chapter 2 Source: References 2-12
resistance to ketosis and periods of normoglycemic remission with subsequent hyperglycemic relapse have been described in black populations These include atypical maturity-onset diabetes of the young MODY in African-American children 3 and the diabetic syndrome of phasic insulin dependence in Jamaica4 Similar atypical diabetes syndromes have been reported in the United States5 and Africa6 Diagnosis and classification of these diabetes subtypes see Chapters 2 and 5 are based on criteria of the National Diabetes Data Group NDDG7 and the WHO8 A summary description of the different forms of diabetes is
presented in Table 3112-12
Figure 311
Origin of African Americans from West and Central Africa
North America Africa South America
HISTORICAL ORIGINS OF AFRICAN AMERICANS
Source: References 14-16
The sociodemographic characteristics of populations
614
Figure 312
Incidence of Childhood IDDM in US Black and White Populations
20 Allegheny County, PA Jefferson County, AL Philadelphia, PA San Diego, CA
15
10
5
0
Black
White
Source: References 23-26
INCIDENCE OF DIABETES IN CHILDREN
rates of IDDM in African-American children was first suggested by MacDonald29, who observed that black American children had a frequency of IDDM that was lower than white American children but higher than black African children He hypothesized that rates of childhood IDDM were higher in African-American than in black African children because IDDM susceptibility genes, which are more common in the US white population, had become admixed into the African-American gene pool Studies using genetic markers30-32 and ancestral histories27 have provided support for this hypothesis When the association of European admixture with the frequency of childhood IDDM was assessed by grandparental race in the US
Virgin Islands, more admixture was found among those with IDDM than in those without diabetes, which supports the admixture hypothesis27 As with black populations in the United States, it is expected that the incidence of IDDM in African heritage peoples in the Americas will vary geographically, being influenced by environmental and lifestyle factors as well as the degree and type of European admixture33 It is possible that the almost fourfold variation in incidence seen in black children in IDDM registries in the United States, as well as gender differences, might result from differential exposure to etiologic agents Another possible explanation is that the geographic variation might reflect differences in susceptibility due to white genetic admixture This would be consistent with the observation that the incidence 118 per 100,000 per year of childhood IDDM among African Americans in a northern area like Allegheny County, PA, where the degree of white admixture is 212, is higher than the incidence 44 per 100,000 per year in a southern location like Jefferson County, AL, where genetic admixture is 17923,24,30,34
In contrast to diabetes in adults, the incidence of diabetes in
children predominantly IDDM is higher in white than in black Americans21,22 Among US black children age 15 years, estimates of IDDM incidence from population registries range from 33 to 118 per 100,000 per year Figure 31223-26 Corresponding rates for white Americans are nearly twice as high, ranging from 138 to 169 per 100,000 per year A racial difference also exists in the distribution of cases by gender, with a female excess in black children compared with a slight male preponderance in white children There have been few reports of the frequency of childhood diabetes in other black populations in the Americas An IDDM incidence of 56 per 100,000 per year for children age 0-14 years was found in the US Virgin Islands27 The incidence at age 0-14 years on the island of Barbados was reported to be 41 per 100,000 per year28 One report suggested that the incidence of IDDM on Martinique was lower than 2 per 100,000 per year, but an actual rate was not provided19
HLA AND IDDM IN AFRICAN AMERICANS
Possible genetic factors that admixture may have increased are genes in the major histocompatibility region the HLA complex of chromosome 6 Genes of this complex are involved in immunological
rejection of foreign cells and synthesis of complement components35 There is a strong association between the presence of HLA antigens, particularly DR3 and DR4, and the development of IDDM in a number of populations36-38 The highest risk for IDDM is associated with HLA DR3/DR4 heterozygosity39 African Americans with IDDM have HLA DR allelic associations that are similar to those in US whites36,40,41 When HLA DR frequencies were examined in black Nigerian IDDM patients, an association with DR3 but not DR4 was found, as is characteristic of black and white Ameri615
RISK FACTORS FOR CHILDHOOD DIABETES IN AFRICAN AMERICANS
RACIAL ADMIXTURE
The importance of genetic admixture in determining
cans with IDDM42 Thus, the susceptibility determinant derived from admixture with Caucasians may be DR4 associated43 An amino acid substitution for aspartic acid at position 57 non-Asp 57 of the HLA-DQ beta chain was identified as a highly specific marker of IDDM susceptibility44 There is an almost 100 correlation of this marker with the incidence of IDDM in different ethnic populations45 The frequencies of these susceptibility phenotypes in the population vary among racial groups but tend to be
higher among European and North American Caucasians45,46 However, no significant difference was found between black and white patients with IDDM in Allegheny County, PA in the frequency of non-Asp57 homozygosity associated with the strongest risk of IDDM44 Relationships between HLA alleles and IDDM among African Americans that differ from other ethnic groups may provide important insight into the etiology of the disease47 Research on the association of HLA-DQ genes and HLA-DR7 and DR9, which are associated with IDDM in black populations but not in Caucasians, have provided evidence that both DQ A1 and B1 genes convey susceptibility to IDDM48,49 In black populations, the HLA-DQ A1/B1 combination A3, DQw2 may be an important marker of IDDM susceptibility49,50
Table 312
Percent of Persons Who Have Diagnosed Diabetes, US, 1991-92
Age years
45 45-64 65-74
75
1991 1992 Average, 1991-92 Black White Black White Black White
085 977 2194 1111 367 087 535 912 902 282 091 818 2232 1585 364 074 536 1044 992 291 088 898 2213 1348 366 081 536 978 947 286
Total
See Appendix 311 for 1993 prevalence rates Source: References 58 and 59
SOCIOECONOMIC STATUS
The relationship between socioeconomic
status and childhood IDDM appears to be weak Studies relating socioeconomic status to IDDM incidence have found positive54 and negative55 results and, in most research, no association at all24,56,57 Thus, it appears unlikely that racial differences in the frequency of childhood IDDM in the United States are significantly related to socioeconomic status
PREVALENCE OF DIABETES IN ADULTS
IDDM AND AUTOIMMUNITY
Differences in autoimmune phenomena associated with IDDM exist for black and white individuals with the disease The frequency of islet cell antibodies ICA and other organ-specific antibodies that characterize autoimmune beta cell destruction in IDDM is lower for black than white American cases ICA in 40 versus 60 of cases, respectively23,51 In Jamaica, ICA was not found in sera from 42 IDDM patients52 Similarly, only two of 24 sera from insulin-treated young Nigerian diabetic patients were ICA positive53 Diabetic syndromes resembling IDDM at clinical presentation but lacking the HLA associations occur in black populations and may possibly confound these ICA results However, the tendency to be less prone to ketosis and show lower frequency of autoantibodies may indicate that
black populations manifest a different form of IDDM from that which occurs in white individuals52 Additional research is needed to determine the reasons for the apparent differences in manifestations of autoimmune phenomena in black and white Americans with IDDM
Data on the rate of diagnosed diabetes in black and white adults based on the 1991-92 NHIS are shown in Table 312 and Figure 31358,59 At age 45 years, the prevalence of known, physician-diagnosed diabetes is 14 to 23 times as frequent in blacks as in whites This
Figure 313
Prevalence of Diagnosed Diabetes Among Blacks and Whites, US, 1991-92
25 Whites 20 15 10 5 0 Blacks
All Ages
45
45-64 Age Years
65-74
7 5
See Appendix 311 for 1993 prevalence rates Source: References 58 and 59
616
Figure 314
Figure 315
Prevalence of Diagnosed Diabetes Among Black and White Males and Females, US, 1989-91
25 20 15 10 5 0 White males Black males White females Black females
Prevalence of Undiagnosed and Diagnosed NIDDM and IGT in Black Adults, US, 1976-80
45 40 35 30 25 20 15 10 5 IGT Undiagnosed NIDDM Diagnosed NIDDM
Total
45
45-64 Age Years
65-74
7 5
0 20-44
45-54 Age Years
55-64
65-74
Source: References 59-61
IGT,
impaired glucose tolerance Source: Reference 62
excess occurs in both black men and black women Figure 31459-61 Approximately 114 million African Americans had been diagnosed as having diabetes in 1991-92 Table 313 In 1993, the rate increased to 41 and the number of African Americans known to have diabetes was 131 million Appendix 311 In the 1976-80 NHANES II, it was found that approximately half of both black and white adults who met diagnostic criteria for NIDDM were undiagnosed62 Total prevalence of diagnosed and undiagnosed NIDDM in adults in 1976-80 is shown in Figure 315 Prevalence increased with age and reached 25 of blacks age 65-74 years Rates were highest in black women, in whom one in four age 55 years had diabetes Table 314 Because the rate of diagnosed diabetes ascertained in the NHIS has continued to increase over time, it is likely that the NHANES II rates are low However, the excess prevalence in blacks versus whites seen in the NHIS is also seen when total prevalence of diabetes in NHANES II is examined62
Table 313
Estimates of the prevalence of diabetes from population-based studies of adult black Caribbean populations have ranged from 073 to 145; rates were
higher for females than males63-70 Unfortunately,
Table 314
Percent of Blacks and Whites Age 20-74 Years with Diagnosed and Undiagnosed Diabetes and IGT, US, 1976-80
Age years 20-44 45-54 55-64 65-74 20-74
Black males Diagnosed diabetes Undiagnosed diabetes IGT Total glucose intolerance Black females Diagnosed diabetes Undiagnosed diabetes IGT Total glucose intolerance White males Diagnosed diabetes Undiagnosed diabetes IGT Total glucose intolerance White females Diagnosed diabetes Undiagnosed diabetes IGT Total glucose intolerance 18 10 47 75 26 09 146 181 05 05 46 56 14 08 65 87 36 75 188 299 75 71 157 303 45 33 126 204 39 48 145 232 92 54 186 332 163 116 123 402 53 41 172 266 66 86 137 289 172 122 226 520 108 133 84 325 91 100 228 419 88 82 230 400 45 41 113 199 59 51 138 248 28 27 102 157 36 37 111 184
Number of Persons in Thousands with Diagnosed Diabetes, US, 1991-92
Age years
45 45-64 65-74
75
1991 1992 Average, 1991-92 Black White Black White Black White
200 475 353 106 1,134 1,218 2,175 1,489 981 5,863 216 408 367 155 1,146 1,033 2,238 1,710 1,106 6,087 208 442 360 131 1,140 1,126 4,413 1,600 1,044 5,975
Total
See Appendix 311 for 1993 prevalence rates Source:
References 58 and 59
IGT, impaired glucose tolerance; diabetes status determined by medical history and results of oral glucose tolerance test using World Health Organization criteria, 1976-80 Second National Health and Nutrition Examination Survey Source: Reference 62
617
many of these studies used varying population age structures and screening and diagnostic methods, such as glycosuria, which have low sensitivity63, thereby limiting comparisons among them However, given the variation in degree of economic development throughout the Caribbean islands, it is possible that large differences in diabetes prevalence do exist within the region It would be interesting to compare patterns of diabetes prevalence and risk factors between black populations in the United States and the Caribbean that are at various stages of economic development and epidemiologic transition
Figure 317
Prevalence of Diagnosed Diabetes by Sex and Race, US, 1963-90
5 4 3 2 1 0 Crossover Black male White male Black female White female
TIME TRENDS IN PREVALENCE OF DIABETES
1965
70
75 Year
80
85
90
Source: 1963-90 National Health Interview Surveys
Over the past 30 years, increases in the prevalence
of chronic diseases such as NIDDM and heart disease have occurred in societies where economic development has resulted in decreased infant mortality, increased life expectancy, and adoption of a Western lifestyle in place of more traditional living patterns71 Data from the 1963-92 NHIS in Figure 316 provide some evidence of the influence of this epidemiologic transition on the changing frequency of NIDDM among African Americans During this period, the percentage of US blacks who had been diagnosed with diabetes rose from 12 to 36 and the number of black Americans with diagnosed diabetes rose from 230,000 to 115 million Although there has been an overall increase in the prevalence of diabetes in the United States, the change has not been identical for both blacks and whites
Figure 316
Prevalence and Number of Persons with Diagnosed Diabetes in Blacks, US, 1963-92
45 4 35 3 25 2 15 1 05 0 1963 70 75 Year
Source: 1963-92 National Health Interview Surveys
From 1963-85, the rates of known diagnosed diabetes doubled for whites but tripled for black Americans Figure 317 An intriguing pattern emerges when these data are examined by sex and race During 196385, diabetes rates for black
females were consistently higher than rates for white females Black males, however, had a lower rate than white males until 1973 After that year, there was a reversal such that the rate for black males became slightly higher than the rate for white males It is possible that this crossover represents a true increase in the prevalence of diabetes among black males, with this change possibly being brought about by a concomitant increase in the prevalence of diabetes risk factors in the black male population On the other hand, the observed pattern in diabetes prevalence for black males might only reflect an increase in the proportion of diagnosed to undiagnosed cases Another possibility is that the increase in diabetes prevalence among black men resulted from increased survival, rather than an increase in the underlying rate of diabetes occurrence
1,200 Percent Number
INCIDENCE OF NIDDM
1,000 800 600 400 200 0 92
80
85
Additional evidence of the increased frequency of NIDDM in blacks in the United States is available from incidence data of the Epidemiologic Follow-up Study of the 1971-75 NHANES I The patterns of race-sex differences in diabetes incidence were consistent with NHIS
prevalence data Of 11,097 individuals age 25-70 years in 1971-75 who were followed to 1987, 880 were diagnosed with diabetes The age-adjusted incidence of diabetes diagnosis was 15 for black women, 109 for black men, and 70 and 69 for white men and women, respectively72
618
NIDDM RISK FACTORS IN AFRICAN AMERICANS
Table 315
Obesity in Blacks and Whites Age 20-74 Years, by Diabetes Status, US, 1976-80
Black White
A combination of factors, including lifestyle changes associated with the improving economic conditions of African Americans such as changes in diet, levels of physical activity, patterns of obesity, together with longer life expectancy and increased genetic susceptibility, may account for the observed racial patterns in diabetes prevalence over the past 30 years This is only speculation, however Unlike other nonwhite populations in which there is evidence of the relationship between economic development, lifestyle changes, and increased rates of NIDDM73, little is known about changes in risk factors or diagnostic methods that may have precipitated the dramatic increase in the prevalence of NIDDM among African Americans The frequency of NIDDM in the African-American
population is influenced by individual characteristics such as age and sex, which have been discussed above Other factors associated with an increased risk of developing NIDDM include genetics and lifestyle factors such as socioeconomic status, obesity, and physical activity
Men Women Men Women
Previously diagnosed diabetes Newly diagnosed diabetes No diabetes percent with PDW 120 445 834 392 623 644 781 385 787 321 558 272 350
PDW, percent desirable weight; diabetes status determined by medical history and results of oral glucose tolerance test using World Health Organization criteria, 1976-80 Second National Health and Nutrition Examination Survey Source: Reference 80
which relates weight in kilograms to height in meters squared or as percent desirable weight PDW based on the Metropolitan Life Insurance tables In the US population, rates of obesity BMI 273 for women, 278 for men are higher for African-American women compared with white women, white men, and black men79 The close association of obesity with diabetes can be seen in Table 315, where data from respondents age 20-74 years in the NHANES II cohort show the prevalence of obesity PDW 120 among diabetic black men and
women to be substantially greater than their nondiabetic counterparts80 In addition to the degree of overweight, regional distribution of body fat truncal versus peripheral is also associated with increased risk of developing NIDDM, with the risk being greater for individuals with truncal central obesity81 Thus, it is possible that a greater tendency for African Americans to store fat centrally82, together with high rates of total obesity, may partly explain their higher prevalence of NIDDM compared with white Americans The excess risk of NIDDM in blacks relative to whites increases with increasing level of obesity, particularly for black females72,83 Obesity cannot account for all the excess prevalence of NIDDM in black compared with white Americans, however Rates of diabetes are higher for African Americans relative to whites, even after controlling for age, adiposity, and socioeconomic status83,84 It appears that other factors, such as genetics, contribute to the observed racial differences in the frequency of NIDDM in the United States
GENETICS: THE THRIFTY GENE HYPOTHESIS
Neel suggested that populations exposed to periodic famines, which occur in Africa, would through natural
selection increase the frequency of certain genetic traits, thrifty genes, which would protect against starvation during times of famine74 These genes would allow for efficient energy conservation and fat storage during times of abundance In circumstances of relative plenty, as in the United States in the absence of feast and famine cycles, these genes would become disadvantageous, predisposing to the development of obesity and an increased frequency of NIDDM The higher rates of diabetes and obesity in African Americans and urban Africans compared with black Africans in traditional environments is consistent with this hypothesis75 An active search for NIDDM genes is being conducted see Chapter 9 for a detailed discussion
OBESITY SOCIOECONOMIC STATUS
The association of obesity as a major risk factor for NIDDM has been established in many ethnic groups, including African Americans76-78 In most studies, obesity is usually measured as body mass index BMI,
619
In the United States, an inverse relationship has been noted for socioeconomic status education and income and the prevalence of diabetes in adults for
both black and white Americans Data from the NHIS show that for both black
and white Americans diabetes frequency decreases with increasing level of education and family income85 However, rates for the African-American population are higher than for whites at each level of education and income If age and obesity are controlled for, the association of income and education with NIDDM prevalence is significantly reduced80,83 Thus, whether socioeconomic status has any direct role in the etiology of NIDDM is unclear
PHYSICAL ACTIVITY
Physical inactivity is an independent risk factor for NIDDM, and physical activity is a strong protective factor against the development of NIDDM 86,87 However, data on levels of physical activity based on validated measures are not available for the AfricanAmerican population Given the general inverse relationship between physical activity and obesity, it is likely that, relative to black males and white Americans, African-American females have lower levels of physical activity, which may contribute to their higher rates of obesity and diabetes It is important that studies using validated measures of activity88 be conducted on representative samples of African Americans to evaluate the role of physical activity in the
development and prevention of diabetes in the black population
women at age 55 years92 If IGT is a stage in the natural history of diabetes, then higher rates of NIDDM risk factors such as obesity among black females may contribute to this decrease by precipitating rapid conversion of IGT to overt diabetes92 However, comparison of the rates of total glucose intolerance IGT plus diabetes for the race-sex groups shows that the total intolerance rate remains lower for black females at age 65-74 years This suggests that conversion from IGT to diabetes cannot completely account for the age pattern of IGT rates seen in black women92 One possible explanation for the decrease in IGT rates for black women at age 55 years is increased mortality in the older age groups80 However, further research in this area is needed
ATYPICAL DIABETES
INSULIN RESISTANCE
Elevated levels of fasting insulin are associated with an increased risk of NIDDM89 Hyperinsulinemia can predate the development of diabetes for years90, and black adolescents are more hyperinsulinemic than white children91 Although insulin resistance characterizes several atypical diabetic syndromes occurring in African heritage
populations4,5, there are no prospective data on the relationship of insulin resistance and/or hyperinsulinemia to subsequent development of NIDDM in African Americans Clearly, more research is needed in this important area
Atypical diabetic syndromes that display insulin and ketosis resistance and intermittent periods of normoglycemic remission have been reported in AfricanAmerican patients4,5 An insulin-resistant variant of NIDDM associated with HLA-DQW7 has led to suggestions that NIDDM in African Americans occurs in insulin-sensitive and insulin-resistant forms that differ genetically93,94 An atypical diabetes that presents with features of IDDM but lacks the characteristic HLA associations has been found in young African Americans3 This syndrome may be more common in black than white Americans95 and may account for 10 of cases of youth-onset diabetes among African Americans in the southeastern United States In the Caribbean, a ketosis-resistant diabetic syndrome displaying phasic insulin dependence and associated with malnutrition has been described in Jamaica96 It will be useful to obtain population-based prevalence estimates of these atypical diabetes Future research into
the genetic basis for the occurrence of atypical diabetes among black populations in the Americas may provide important clues about the etiology of NIDDM
GESTATIONAL DIABETES
IMPAIRED GLUCOSE TOLERANCE
IGT, a category of glucose intolerance in which postchallenge values are between diabetic and normal, is a strong risk factor for NIDDM IGT rates are higher for black than white Americans Table 314 While IGT prevalence rates increase with age for black men, white men, and white women, they decrease for black
620
GDM is defined as glucose intolerance that develops during pregnancy and returns to normal tolerance after delivery Among 3,744 patients screened for GDM at Northwestern University Medical School, the relative risk of developing GDM was 181 95 confidence interval CI 113-299 for black compared with white women97
Figure 318
Figure 319
Percent of Birth Certificates Listing Diabetes in the Mother, US, 1991
8 7 6 5 4 3 2 1 0 20 20-24 25-29 30-34 35-39 Maternal Age Years 40-49 All Ages White Black
Prevalence of Retinopathy in Adults with Diagnosed NIDDM, Age 40 Years, US, 1988-91
40 Age years 40-59 60
30
20
10
0
Non-Hispanic White
Black
Mexican American
Source:
Reference 98
Source: Reference 104
The US birth certificate has a section in which diabetes in the mother can be recorded Figure 318 shows the percent of birth certificates in which diabetes was recorded98 However, it is not possible to determine whether the diabetes was IDDM, NIDDM, or GDM In addition, there may be underrecording of maternal diabetes on these records It is estimated that 50 of women who develop GDM will subsequently develop overt diabetes over a 20year period99 Among African-American women, risk factors for GDM include older age, gravidity, hypertension, obesity, and family history of diabetes100 These are also risk factors for GDM in other racial/ethnic groups
eyes have reported the prevalence of blindness secondary to diabetic retinopathy to be twice as high in black compared with white individuals103 The frequency of severe visual impairment has also been reported to be 40 higher among African Americans with diabetes than their white counterparts80 The prevalence of retinopathy in a sample of US blacks with diagnosed NIDDM in the 1988-91 phase of NHANES III was substantially higher than the rate in non-Hispanic whites but was similar to the rate in Mexican
Americans Figure 319104 Diabetic retinopathy may be more frequent among US blacks than whites because of higher rates of hypertension and inadequate metabolic control105
DIABETIC COMPLICATIONS IN AFRICAN AMERICANS
DIABETIC KIDNEY DISEASE NEPHROPATHY
Diabetes is the second leading cause of end-stage renal disease ESRD in the black population, accounting for 325 of new ESRD cases in 1988-91, with the leading cause, hypertension, accounting for 379106 During this 4-year period, an annual average of 4,036 new cases of diabetic ESRD occurred in blacks; the average number of black diabetic ESRD patients was 11,411 during 1988-91106 The increased frequency of diabetic nephropathy including ESRD in black compared with white Americans with diabetes ranges from 26 to 56 times excess107-110 However, it appears that survival after the development of ESRD may be better for black than white individuals with diabetes111 Prevalence of nephropathy among individuals with diabetes has been associated with hyperglycemia and hyperten621
Data on the frequency of diabetes complications in African Americans are limited However, evidence suggests that African Americans experience considerable morbidity
and excess frequency of many diabetic complications compared with the US white popula tion1,75,80,101
DIABETIC EYE DISEASE RETINOPATHY
Diabetic retinopathy, which is characterized by alterations in the small blood vessels in the retina, is the leading cause of new cases of blindness in the United States in individuals age 20-74 years102 Studies on the frequency of complications of diabetes affecting the
sion112 Therefore, it is possible that higher rates of these factors may contribute to the excess prevalence of clinically diagnosed nephropathy in diabetic African Americans
Table 316
Factors That Influence Risk of Diabetes Complications
Type of diabetes IDDM versus NIDDM; insulin-sensitive versus insulin-resistant Delay in diagnosis and treatment Socioeconomic conditions limited education, no insurance Personal lifestyle factors smoking, alcoholism, etc Psychosocial factors mental illness, denial of disease
AMPUTATION
Based on a sample of all hospital discha
rges in the United States in 1990, the rate of lower extremity amputations was 82 per 1,000 diabetic population for blacks versus 69 per 1,000 for whites113
CARDIOVASCULAR DISEASE
African Americans with diabetes are
at increased risk of macrovascular disease, including heart disease and stroke, relative to those without diabetes114,115 However, the prevalence of cardiovascular disease in diabetic patients appears to be lower in blacks than in whites The frequency of angina and myocardial infarction in the 1976-80 NHANES II cohort was 23 and 30 times as great among newly diagnosed diabetic whites, and 50 and 20 higher, respectively, among previously diagnosed diabetic whites compared with diabetic African Americans80 Most diabetic African-Americans may have an insulin-sensitive form of diabetes that is associated with reduced levels of cardiovascular disease risk factors, and this may partially account for the lower rates of angina and myocardial infarction in the black population116
retinopathy, the mean duration between diagnosis of diabetes and time of examination was 115 years; 373 of these individuals had severe retinopathy at the initial examination117 A higher frequency of hospital readmissions mainly for diabetic ketoacidosis in African-American patients was associated with socioeconomic factors, including being from a one-parent home and lacking third-party insurance118 Overall,
however, medical care for diabetes appears to be similar for blacks and whites with NIDDM Table 317119-121 Personal and lifestyle factors may also increase the risk of diabetic complications in African Americans In the NHANES II cohort there was an almost 50 greater frequency of cigarette smoking, a risk factor for cardiovascular disease and diabetic neuropathy,
Table 317
Medical Care for Black and White Adults with NIDDM, US, 1989
Black
One physician for regular care of diabetes 873 4 visits to regular physician per year 624 Mean no of visits to regular physician in past year 69 Insulin treated 519 Oral agent treated 501 Following a diet for diabetes 889 Self-monitors blood glucose 1/day Insulin-treated 140 Not insulin-treated 40 Seen a dietitian in past year 275 Patient education in managing diabetes 433 Mean no of health checks by a professional in past year Blood pressure 109 Blood glucose 45 Sores on feet 19 Visit to ophthalmologist in past year 436 Eye examination in past year 640 Dilated eye examination in past year 473 Visit to podiatrist in past year 191 Visit to cardiologist in past year 267
Source: References 119-121
RISK FACTORS FOR DIABETES
COMPLICATIONS
White
927 589 58 359 399 882 298 51 189 315 80 37 16 447 600 475 162 215
Many of the factors that influence the frequency of diabetic complications in African Americans and contribute to the excess morbidity seen in this ethnic group are amenable to intervention A list of some important factors is presented in Table 316 The type of diabetes may be an important determinant of the severity of diabetes complications in black Americans Among African Americans, the probability of developing ESRD is greater for individuals who have IDDM compared with those with NIDDM105 Individuals who have insulin-resistant diabetes have higher levels of cardiovascular disease risk factors, including LDLcholesterol and triglycerides116 Delay in diagnosis and treatment for diabetic complications may increase the likelihood of more severe morbidity and disability For 51 African Americans with diabetes who received an initial examination for
622
Figure 3110
Figure 3111
Frequency of Cigarette Smoking in Black and White Adults with NIDDM, US, 1989
50 40 30 20 10 0 White men Black men White women Black women
Prevalence of Hypertension in Black and White Adults with NIDDM, US,
1976-80
Diabetic whites US whites Diabetic blacks US blacks
100 80 60 40 20
18-39
6 0 40-59 Age Years
18
0
25-34
35-44 45-54 Age Years
55-64
65-74
Source: 1989 National Health Interview Survey Diabetes Supplement
Source: Reference 80
among newly diagnosed black versus white diabetic subjects 42 versus 287, respectively80 This differential was also found for males in the 1989 NHIS, where 34 of black men with diagnosed diabetes were current smokers compared with 20 of white men; rates for women with diagnosed diabetes were 15 and 17, respectively Figure 3110 Psychosocial factors including personal and family denial of the disease and limited education may lead to less compliance and poorer metabolic control of diabetes in African Americans122
DYSLIPIDEMIA
Figure 3112 shows the prevalence of dyslipidemia in blacks and whites with NIDDM in the 1976-80 NHANES II cohort127 For each lipid, the frequency of an abnormal value is lower in blacks than in whites Compared with nondiabetic blacks, diabetic blacks had a lower frequency of total cholesterol 240 mg/dl men, a lower frequency of low-density lipoprotein LDL cholesterol 160 mg/dl both sexes, a higher frequency of
high-density lipoprotein HDL cholesterol 35 mg/dl both sexes, and a higher frequency of fasting triglycerides 250 mg/dl women127
HYPERTENSION
Hypertension is a major risk factor for micro- and macrovascular disease in diabetes In the United States, hypertension occurs more frequently among black than white Americans with diabetes80 Figure 3111 About 60 of hypertension in diabetic blacks is controlled Table 318 Hypertension also occurs frequently among African-heritage populations with diabetes in the Caribbean123,124 The consistency of higher rates of hypertension among individuals of African decent in the Americas compared with other ethnic groups in the United States and Caribbean has led to the hypothesis that Western Hemisphere blacks are descendants of a highly selected group of Africans who were able to survive the long sea voyages from Africa by efficiently retaining salt, thereby maintaining blood volume homeostasis125 The high rates of hypertension among African Americans might be related to hyperinsulinemia and abnormal renal sodium transport126
Table 318
Hypertension in Persons with Diabetes Age 20-74 Years, US, 1976-80
Black
Hypertensive Diagnosed hypertension
Controlled Not controlled Using antihypertensive medications Undiagnosed hypertension Not hypertensive 703 637 399 238 319 66 297
White
632 537 321 216 331 96 368
Hypertension is defined as a medical history of physician-diagnosed hypertension and/or systolic blood pressure 160 mmHg and/or diastolic blood pressure 95 mmHg Source: Reference 80
623
Figure 3112
Dyslipidemia in Black and White Adults with NIDDM, US, 1976-80
60 50 40 30 20 10 0 Black men White men 60 50 40 30 20 10 0 Black women White women
Total Cholesterol LDL-Cholesterol HDL-Cholesterol 240 160 35
Triglycerides 250
Total Cholesterol LDL-Cholesterol HDL-Cholesterol 240 160 35
Triglycerides 250
Source: Reference 127
DIABETES MORTALITY IN AFRICAN AMERICANS
Unfortunately, there is no study of diabetes mortality in a population of African Americans To assess mortality from diabetes, death certificate data can be used, but there is substantial underreporting of diabetes on the death certificates of people known to have had diabetes For example, in a national sample of deaths in 1986, only 362 of blacks with diabetes and 386 of whites with diabetes had diabetes listed anywhere on their death certificates128
Data using diabetes as the underlying cause of death are even more problematic: Only 125 of blacks and 92 of whites with diabetes had diabetes listed as the underlying cause of death128 Despite this underreporting on death certificates and their serious inaccuracy, death certificates are frequently used to assess diabetes mortality Prior to World War II, diabetes was identified more frequently on death certificates as a cause of death among whites than among blacks in the United States75 However, since about 1950, diabetes mortality rates for African Americans have been consistently higher than for whites In 1993, diabetes was the ninth most frequently listed underlying cause of death in African-American males 3,620 deaths and the fourth most frequently listed underlying cause in African-American females 6,170 deaths129 The death rate per 100,000 population based on diabetes listed as the underlying cause of death was 237 for black males and 365 for black females Mortality rates based on death certificates in which diabetes was listed as either the underlying cause of
624
death or as a contributing cause are shown in Figure 3113113 Rates are based on the diabetic population,
estimated from the NHIS It appears that mortality rates may be higher for blacks at age 75 years and lower at age 75 years, but these data must be viewed with caution because of the documented substantial underreporting of diabetes on death certificates 128 and the differential reporting by black and white race128 Among other black populations in the Americas, mortality rates based on diabetes as the underlying cause listed on death certificates range from 8 per 100,000 to 63 per 100,000130-132 This wide range includes low
Figure 3113
Diabetes Mortality Based on Death Certificates Listing Diabetes as the Underlying or Contributing Cause of Death, US, 1989
25 2 15 1 05 0 White males Black males White females Black females
0-44
45-64
65-74 Age Years
7 5
Age-Adjusted
These data probably include only 36 of deaths of blacks with diabetes, based on the study in Reference 128 Source: Reference 113
rates that are similar to those of developing African countries and rates that are nearly twice as high as for African Americans in the United States Because diabetes death rates may depend on factors such as the physicians decision concerning what to assign as cause of death, the
prevalence of diabetes, access to medical care, and the adequacy of medical care, comparison of these rates is questionable The vast majority of the deaths attributed to diabetes relate to the more prevalent NIDDM subtype, and little is known of IDDM-specific diabetes mortality rates in African Americans In an evaluation of the 20-year mortality experience of IDDM cases in Allegheny County, PA, black subjects experienced a mortality rate nearly 25 times greater than whites 96 per 1,000 person-years versus 39 per 1,000 person-years, respectively133 Data from death certificates show a similar diabetes mortality rate for blacks and whites 01 per 100,000 population at age 15 years, where IDDM is the predominant form of diabetes113 Little is known of IDDM-specific mortality rates in black Caribbean populations, although it has been estimated that the diabetes mortality rate at age 0-14 years in Jamaica may be as much as 20 times that of African Americans in the United States134 Much of the IDDMassociated mortality in African Americans may be preventable133,134
tes in African Americans has more than tripled The recent focus on diabetes in African Americans has led to new insights
concerning the variability in clinical manifestations of the disease in black populations eg, insulin-resistant NIDDM and insulin-sensitive NIDDM, which have different cardiovascular disease risk profiles Such discoveries suggest the potential for improved diabetes treatment and care among African Americans However, new intervention strategies developed to reduce current levels of diabetes complications among African Americans must consider the socioeconomic and psychosocial factors that contribute to poor compliance to diabetes management strategies, in addition to smoking, diet, hypertension, and other risk factors for diabetes complications Data on the epidemiology and impact of diabetes in African Americans suggest several major needs, including: 1 identifying factors responsible for the increasing frequency of NIDDM in African Americans; 2 determining the etiology of the unusual types of diabetes in black populations; 3 addressing the high rates of morbidity and mortality associated with diabetes in blacks; 4 determining reasons for the high prevalence of diabetes-associated risk factors in blacks, particularly obesity and hypertension, and developing effective intervention
programs; and 5 increasing awareness in the black community of the problem of diabetes
CONCLUSION
Diabetes is of public health importance for all ethnic groups in the United States However, there is a need to address this problem specifically in the black population Over the past 30 years, the prevalence of diabe-
Dr Eugene S Tull is Assistant Professor, Diabetes Research Center, Department of Epidemiology, University of Pittsburgh School of Public Health, Pittsburgh, PA, and Dr Jeffrey M Roseman is Professor, Department of Epidemiology, University of Alabama School of Public Health, Birmingham, AL
625
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APPENDIX
Appendix 311
Number and Percent of Persons Who Have Diagnosed Diabetes, US, 1993
Black Age No years thousands
45 45-64 65-74
75
White No thousands
1,151 2,413 1,576 1,161 6,300
Percent
126 1125 1744 1411 411
Percent
082 563 954 1016 298
Total
304 578 292 141 1,315
Source: Reference 135
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